House Committee on Financial Services
Subcommittee on Capital Markets and Government Sponsored Enterprises
June 24, 2011
“Oversight of the Mutual Fund Industry: Ensuring Market Stability and Investor Confidence”
Source: http://financialservices.house.gov/Calendar/EventSingle.aspx?EventID=247410
Witness Testimony:
Mercer Bullard, Associate Professor, University of Mississippi School of Law
Andrew “Buddy” Donohue, Partner, Morgan Lewis & Bockius LLP
Heidi Stam, Managing Director and General Counsel, The Vanguard Group
Paul Schott Stevens, President & CEO, Investment Company Institute
Rene Stulz, Everett D. Reese Chair of Banking and Monetary Economics, The Ohio StateUniversity
House Committee on Education and the Workforce
Subcommittee on Health, Employment, Labor, and Pensions
July 26, 2011
"Redefining 'Fiduciary': Assessing the Impact of the Labor Department's Proposal on
Workers and Retirees"
Source: http://edworkforce.house.gov/Calendar/EventSingle.aspx?EventID=252576
Witness Testimony:
Phyllis Borzi, Assistant Secretary - Employee Benefits Security Administration, U.S. Department of Labor
http://edworkforce.house.gov/UploadedFiles/07.26.11_borzi.pdf
Donald Myers, Partner, Morgan, Lewis & Bockius LLP
http://edworkforce.house.gov/UploadedFiles/07.26.11_meyers.pdf
Kent Mason, Partner, Davis & Harman LLP
http://edworkforce.house.gov/UploadedFiles/07.26.11_mason.PDF
Norman Stein, Pension Rights Center
http://edworkforce.house.gov/UploadedFiles/07.26.11_stein.pdf
Jeffrey Tarbel, Director, Houlihan Lokey
http://edworkforce.house.gov/UploadedFiles/07.26.11_tarbell.pdf
Kenneth Bentsen, Executive Vice President for Public Policy and Advocacy, Securities Industry and
Financial Markets Association
http://edworkforce.house.gov/UploadedFiles/07.26.11_bentsen.pdf