Hearings in the 112th Congress



House Committee on Financial Services

Subcommittee on Capital Markets and Government Sponsored Enterprises

June 24, 2011

“Oversight of the Mutual Fund Industry: Ensuring Market Stability and Investor Confidence”

 

Source: http://financialservices.house.gov/Calendar/EventSingle.aspx?EventID=247410

 

Witness Testimony:


Mercer Bullard, Associate Professor, University of Mississippi School of Law

 

Andrew “Buddy” Donohue, Partner, Morgan Lewis & Bockius LLP

 

Scott Goebel, Senior Vice President, Secretary, and General Counsel, FidelityManagement & Research Company

 

Heidi Stam, Managing Director and General Counsel, The Vanguard Group

 

Paul Schott Stevens, President & CEO, Investment Company Institute

 

Rene Stulz, Everett D. Reese Chair of Banking and Monetary Economics, The Ohio StateUniversity


 

House Committee on Education and the Workforce

Subcommittee on Health, Employment, Labor, and Pensions

July 26, 2011

"Redefining 'Fiduciary': Assessing the Impact of the Labor Department's Proposal on

Workers and Retirees"

 

Source: http://edworkforce.house.gov/Calendar/EventSingle.aspx?EventID=252576

 

Witness Testimony:

 

Phyllis Borzi, Assistant Secretary - Employee Benefits Security Administration, U.S. Department of Labor

http://edworkforce.house.gov/UploadedFiles/07.26.11_borzi.pdf

 

Donald Myers, Partner, Morgan, Lewis & Bockius LLP

http://edworkforce.house.gov/UploadedFiles/07.26.11_meyers.pdf

 

Kent Mason, Partner, Davis & Harman LLP

http://edworkforce.house.gov/UploadedFiles/07.26.11_mason.PDF

 

Norman Stein, Pension Rights Center

http://edworkforce.house.gov/UploadedFiles/07.26.11_stein.pdf

 

Jeffrey Tarbel, Director, Houlihan Lokey

http://edworkforce.house.gov/UploadedFiles/07.26.11_tarbell.pdf

 

Kenneth Bentsen, Executive Vice President for Public Policy and Advocacy, Securities Industry and

Financial Markets Association

http://edworkforce.house.gov/UploadedFiles/07.26.11_bentsen.pdf

 

 

 

 

 

House Committee on Financial Services

Subcommittee on Capital Markets and Government Sponsored Enterprises

June 24, 2011

“Oversight of the Mutual Fund Industry: Ensuring Market Stability and Investor Confidence”

 

Source: http://financialservices.house.gov/Calendar/EventSingle.aspx?EventID=247410

 

Witness Testimony:


Mercer Bullard, Associate Professor, University of Mississippi School of Law

 

Andrew “Buddy” Donohue, Partner, Morgan Lewis & Bockius LLP

 

Scott Goebel, Senior Vice President, Secretary, and General Counsel, FidelityManagement & Research Company

 

Heidi Stam, Managing Director and General Counsel, The Vanguard Group

 

Paul Schott Stevens, President & CEO, Investment Company Institute

 

Rene Stulz, Everett D. Reese Chair of Banking and Monetary Economics, The Ohio StateUniversity


 

House Committee on Education and the Workforce

Subcommittee on Health, Employment, Labor, and Pensions

July 26, 2011

"Redefining 'Fiduciary': Assessing the Impact of the Labor Department's Proposal on

Workers and Retirees"

 

Source: http://edworkforce.house.gov/Calendar/EventSingle.aspx?EventID=252576

 

Witness Testimony:

 

Phyllis Borzi, Assistant Secretary - Employee Benefits Security Administration, U.S. Department of Labor

http://edworkforce.house.gov/UploadedFiles/07.26.11_borzi.pdf

 

Donald Myers, Partner, Morgan, Lewis & Bockius LLP

http://edworkforce.house.gov/UploadedFiles/07.26.11_meyers.pdf

 

Kent Mason, Partner, Davis & Harman LLP

http://edworkforce.house.gov/UploadedFiles/07.26.11_mason.PDF

 

Norman Stein, Pension Rights Center

http://edworkforce.house.gov/UploadedFiles/07.26.11_stein.pdf

 

Jeffrey Tarbel, Director, Houlihan Lokey

http://edworkforce.house.gov/UploadedFiles/07.26.11_tarbell.pdf

 

Kenneth Bentsen, Executive Vice President for Public Policy and Advocacy, Securities Industry and

Financial Markets Association

http://edworkforce.house.gov/UploadedFiles/07.26.11_bentsen.pdf