HEARINGS IN THE 114TH CONGRESS



House Financial Services Committee

Subcommittee on Capital Markets and Government Sponsored Enterprises

May 1, 2015

"Oversight of the Financial Industry Regulatory Authority"

 

Source: http://financialservices.house.gov/calendar/eventsingle.aspx?EventID=398935

 

Witness Testimony:

 

Mr. Richard G. Ketchum, Chairman and Chief Executive Officer, Financial Industry Regulatory Authority

 

 

House Financial Services Committee

Subcommittee on Capital Markets and Government Sponsored Enterprises

October 23, 2015

"Oversight of the SEC's Division of Investment Management"

 

Source: http://financialservices.house.gov/calendar/eventsingle.aspx?EventID=399753

 

Witness Testimony:

 

Mr. David Grim, Director, Division of Investment Management, U.S. Securities and Exchange Commission

 

 

Senate Banking Committee

June 14, 2016

"Oversight of the U.S. Securities and Exchange Commission"

 

Source: http://www.banking.senate.gov/public/index.cfm/hearings?ID=5651071F-FC14...

 

Witness Testimony:

 

The Honorable Mary Jo White, Chair, U.S. Securities and Exchange Commission

 

 

 

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House Financial Services Committee

Subcommittee on Capital Markets and Government Sponsored Enterprises

May 1, 2015

"Oversight of the Financial Industry Regulatory Authority"

 

Source: http://financialservices.house.gov/calendar/eventsingle.aspx?EventID=398935

 

Witness Testimony:

 

Mr. Richard G. Ketchum, Chairman and Chief Executive Officer, Financial Industry Regulatory Authority

 

 

House Financial Services Committee

Subcommittee on Capital Markets and Government Sponsored Enterprises

October 23, 2015

"Oversight of the SEC's Division of Investment Management"

 

Source: http://financialservices.house.gov/calendar/eventsingle.aspx?EventID=399753

 

Witness Testimony:

 

Mr. David Grim, Director, Division of Investment Management, U.S. Securities and Exchange Commission

 

 

Senate Banking Committee

June 14, 2016

"Oversight of the U.S. Securities and Exchange Commission"

 

Source: http://www.banking.senate.gov/public/index.cfm/hearings?ID=5651071F-FC14...

 

Witness Testimony:

 

The Honorable Mary Jo White, Chair, U.S. Securities and Exchange Commission