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Senate Banking Committee
July 26, 2005
Nomination Hearing
Member Statements
Chairman Richard Shelby (R-AL)
Ranking Member Paul S. Sarbanes (D-MD)
Senator Jim Bunning (R-KY)
Senator Debbie Stabenow (D-MI)
Senator Elizabeth Dole (R-NC)
Witness Statements
Panel 1
Honorable Christopher Cox, Chairman - Designate, Securities and Exchange Commission
Roel C. Campos, Commissioner - Designate, Securities and Exchange Commission
Annette L. Nazareth, Commissioner - Designate, Securities and Exchange Commission
House Judiciary Subcommittee on Commercial and Administrative Law
June 7, 2005
Oversight Hearing on "Mutual Fund Trading Abuses."
Witness Statements
Panel 1
Richard J. Hillman, Director, Financial Markets and Community Investment, U.S. Government Accountability Office
Lori A. Richards, Director, Office of Compliance Inspections and Examinations, U.S. Securities and Exchange Commission
Honorable William Francis Galvin, Secretary of the Commonwealth of Massachusetts
Eric W. Zitzewitz, Professor, Stanford Graduate School of Business
House Financial Services Committee
May 10, 2005
"Mutual Funds: A Review of the Regulatory Landscape"
Witness Statements
Panel 1
Meyer Eisenberg, Acting Director, Division of Investment Management, Securities and Exchange Commission
Paul Schott Stevens, President, Investment Company Institute
Barry P. Barbash, Partner, Shearman & Sterling LLP
Michael S. Miller, Managing Director, Planning & Development, The Vanguard Group