What is CMFI? We are a shareholder advocacy organization dedicated to promoting the interests, needs, and concerns of individual mutual fund investors. Learn more
By Niels Holch, Executive Director, Coalition of Mutual Fund Investors.
Recent regulatory and market developments are causing rapid changes to the traditional distribution model for mutual fund shares. Payments for distribution – including 12b-1, subaccounting and revenue-...
This column was published by Fund Board Views on January 5, 2017.
Four areas of focus when overseeing distribution fees,...
The SEC is conducting a review of Rule 22c-2 and CMFI submitted a comment letter on October 20, 2016. This SEC review is a requirement under the Regulatory Flexibility Act that all rulemakings be evaluated after 10 years.
Rule 22c-2 provides authority for mutual...
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