What is CMFI? We are a shareholder advocacy organization dedicated to promoting the interests, needs, and concerns of individual mutual fund investors. Learn more
In its proposed Regulation Best Interest, the SEC is to be commended for its overall goal of improving the standards of conduct for broker-dealers from the existing suitability standard. However, the Commission's proposal--outlined in more than 1,000 pages of regulatory verbiage--is only...
Niels Holch is executive director of the Coalition of Mutual Fund Investors.
A January compliance call sponsored by the Securities and Exchange Commission’s Fort Worth, Texas, regional office warned participants that a 2017 review of fund and...
Niels Holch is executive director of the Coalition of Mutual Fund Investors.
Electronic communications are rapidly replacing paper documents and distribution arrangements that rely on the U.S. mail. The mutual fund industry is no different.
Fund shops are...
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As the Coalition is not currently a 501(c)(3) organization, your contributions are not tax deductible. Nevertheless, the Coalition appreciates your support!