The CMFI Community

Latest Blog Entries

  • 13 March, 2018 - Niels Holch

     

     

    Niels Holch is executive director of the Coalition of Mutual Fund Investors.

     

    A January compliance call sponsored by the Securities and Exchange Commission’s Fort Worth, Texas, regional office warned participants that a 2017 review of fund and...

  • 29 November, 2017 - Niels Holch

    Niels Holch is executive director of the Coalition of Mutual Fund Investors.

     

    Electronic communications are rapidly replacing paper documents and distribution arrangements that rely on the U.S. mail. The mutual fund industry is no different.

     

    Fund shops are...

  • 20 July, 2017 - Niels Holch

    By Niels Holch, Executive Director, Coalition of Mutual Fund Investors.

     

    Recent regulatory and market developments are causing rapid changes to the traditional distribution model for mutual fund shares. Payments for distribution – including 12b-1, subaccounting and revenue-...